Shanghai Stock Exchange: Notice Of Advancing Asset Securitization Business...
To implement the requirements of the “Notice of the National Development and Reform Commission and the China Securities Regulatory Commission (CSRC) on Advancing the Work Concerning the Asset...
View ArticleJapan's Securities And Exchange Surveillance Commission: Strategy &...
Missionread more...
View ArticleNew Audit Quality Milestone For ASEAN - Four ASEAN Audit Regulators Have...
Four ASEAN audit regulators and Big-Four1 audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was announced at the ASEAN Audit Regulators...
View ArticleAbide Financial Is Expecting To Become One Of The Largest ARM And APA...
Abide Financial (Abide) , a NEX Group business, which provides regulatory reporting services across global regulatory regimes, has applied to become an Approved Publication Arrangement (APA) and...
View ArticleSIX Exchange Regulation Publishes Decision With Grounds Regarding Delisting...
Pfizer Inc. has announced, that all of its secondary listed shares (Swiss Security Number 962‘004 /ISIN US71170811035) with a nominal value of USD 0.05 will be delisted from SIX Swiss Exchange. SIX...
View ArticleAl Ramz Capital Becomes Market Maker For Nasdaq Dubai Equities And Equity...
Al Ramz Capital, one of the most active brokerages in the UAE, has become a market maker on Nasdaq Dubai for equities and equity futures, in the latest expansion of the trading infrastructure of the...
View ArticleWorld Federation Of Exchanges Publishes Report Into SME Financing &...
The World Federation of Exchanges (“WFE”), which represents more than 200 market infrastructure providers including exchanges and CCPs, today published a report into exchanged-based financing of Small...
View ArticleEBA Paves The Way For Open And Secure Electronic Payments For Consumers Under...
The draft RTS have been developed according to Article 98 of the revised Payment Services Directive (EU) 2015/2366 (PSD2), which mandates the EBA, in close cooperation with the ECB, to draft Regulatory...
View ArticleBats Welcomes Four New PowerShares Funds To The Bats ETF Marketplace - 27...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed a suite of four new PowerShares ETFs to the Bats ETF Marketplace.read more...
View ArticleEEX New Participant: Api Nòva Energia S.r.l.
Api Nòva Energia S.r.l. has been admitted to exchange trading for Belgian Financial Power Futures, Dutch Financial Power Futures, French Financial Power Futures/Options, German Intraday Cap Futures,...
View ArticleCME Group Interest Rate Contracts Shatter Records On Feb. 22
CME Group, the world's leading and most diverse derivatives marketplace, today announced that its Fed Fund futures contracts reached an all-time daily high of 658,700 contracts traded on Feb. 22, 2017,...
View ArticleFXPA Elects New Officers, Board Members - New Executive Committee, Board Members
The Foreign Exchange Professionals Association (FXPA) is pleased to announce the results of its elections, which took place last week, and resulted in a slate of new Board members, as well as four...
View ArticleBSX Launches Investor Education Programme
The Bermuda Stock Exchange (BSX) today announced the launch of its new Investor Education Programme ‘Own your share of Bermuda’. read more...
View ArticleSEC Announces Agenda For March 9 Investor Advisory Committee Meeting -...
The Securities and Exchange Commission today announced the agenda for the March 9 meeting of its Investor Advisory Committee. The meeting will commence at 9:30 a.m. in the Multipurpose Room at SEC...
View ArticleCommission Statement Regarding Decision In Bartko v. SEC
In its January 17, 2017 decision in Bartko v. SEC (No. 14-1070), the United States Court of Appeals for the D.C. Circuit granted in part a petition for review of a Commission order imposing sanctions...
View ArticleThe Canadian Securities Administrators Launch A Regulatory Sandbox Initiative
The Canadian Securities Administrators (CSA or we) today launched a regulatory sandbox, an initiative that supports businesses seeking to offer innovative products, services and applications.read more...
View ArticleRobust Hedging of Options on a Leveraged Exchange Traded Fund....
A leveraged exchange traded fund (LETF) is an exchange traded fund that uses financial derivatives to amplify the price changes of a basket of goods. In this paper, we consider the robust hedging of...
View Article