CFTC Issues Orders of Registration to Five Foreign Boards of Trade to Permit...
The U.S. Commodity Futures Trading Commission (CFTC) today issued Orders of Registration to five Foreign Boards of Trade (FBOT).
View ArticleCFTC Further Implements Trade Execution Requirement
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (Division) today further extended the time-limited no-action relief for swaps executed as part of a package...
View ArticleCFTC’s Market Risk Advisory Committee to Meet on November 17, 2016
The U.S. Commodity Futures Trading Commissionâs (CFTC) Market Risk Advisory Committee (MRAC) will hold a public meeting on November 17, 2016 at the CFTC's Washington, DC, headquarters.
View ArticleCFTC and Canadian Authority Sign Counterpart to Memorandum of Understanding...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed a Counterpart to a 2014 Memorandum of Understanding (MOU) with John OâBrien,...
View ArticleCFTC Approves Supplemental Proposal to Automated Trading Regulation
The U.S. Commodity Futures Trading Commission (Commission) today approved a supplemental proposal to Automated Trading Regulation (RegAT) at an Open Commission meeting.
View ArticleCFTC’s Market Risk Advisory Committee Announces Agenda for November 17...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the agenda for the upcoming Market Risk Advisory Committee (MRAC) public meeting on November 17, 2016 at CFTCâs headquarters in...
View ArticleCFTC Approves Final Rule Amending the Timing for Filing Chief Compliance...
The U.S. Commodity Futures Trading Commission (CFTC) today unanimously approved a final rule (Final Rule) amending a CFTC regulation addressing the timing for filing chief compliance officer annual...
View ArticleCFTC Staff Issues Results of Supervisory Stress Test of Clearinghouses
The Staff of the U.S. Commodity Futures Trading Commission (CFTC) today issued a report detailing the results of a supervisory stress test of major clearinghouses. The purpose of the analysis was to...
View ArticleReadout From A Treasury Spokesperson Of Secretary Mnuchin’s Call With...
U.S. Treasury Secretary Steven Mnuchin spoke by phone today with Mexican Secretary of Finance and Public Credit José Antonio Meade.read more...
View ArticleVienna Stock Exchange To Offer IT Solution Featuring MiFID II Compliance
MiFID II, the EU Directive for Markets in Financial Instruments will take effect at the beginning of 2018 and have a significant impact on pre-trade and post-trade transparency requirements for...
View ArticleESMA: Compliance Table For The Guidelines On Market Making Activities Under...
Guidelines compliance tableread more...
View ArticleReadout From A Treasury Spokesperson Of Secretary Mnuchin’s Call With...
U.S. Treasury Secretary Steven Mnuchin spoke by phone today with Christine Lagarde, Managing Director of the International Monetary Fund (IMF). read more...
View ArticleCanada's Joint Serious Offences Team Makes First Arrest In Fight Against...
The Alberta Securities Commission (ASC) and the Alberta RCMP announced today that Neil Andrew McDonald of Calgary has been charged with alleged breaches of the Criminal Code following an investigation...
View ArticleShould I Tell That Joke at Work?
The Wall Street Journal has a nice summary of recent research on humor in the workplace written by scholars Alison Wood Brooks and T. Bradford Bitterly. The scholars point out some of the positive...
View ArticleASIC Updates Its Guidance On Fee Disclosure Statements
ASIC has today released an updated Regulatory Guide 245 Fee disclosure statements (RG 245) to reflect regulatory and legislative changes since the guide was first published, including revisions to the...
View ArticleEvidence for criticality in financial data. (arXiv:1702.06191v1 [q-fin.ST])
We provide evidence that cumulative distributions of absolute normalized returns for the $100$ American companies with the highest market capitalization, uncover a critical behavior for different time...
View ArticleProduct Management For Dummies
Product management plays a pivotal role in organizations. In fact, it's now considered the fourth most important title in corporate America—yet only a tiny fraction of product managers have been...
View ArticleCalPERS' Board Elects Committee Chairs, Vice Chairs - Leadership Will Guide...
The California Public Employees' Retirement System (CalPERS) Board of Administration has elected the following chairs and vice chairs of key board committees:read more...
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