CFTC Charges Introducing Broker eFloorTrade, LLC And Its Principal John Moore...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Southern District of New York against eFloorTrade, LLC (eFloorTrade) and its...
View ArticleAfter Brexit, Will A BRICS-it Multilateral Financial System Be Next?
There is no doubt that the Central Securities Depositories community has evolved through the various partnerships that have been forged over the decades. While countries are leaving regional unions,...
View ArticleU.S. Department Of Justice: New York City Resident Pleads Guilty To Using...
A New York City man pleaded guilty today to a criminal information charging him with tax evasion for tax years 2003 through 2005 and 2007 through 2010, announced Principal Deputy Assistant Attorney...
View ArticleA stylized model for wealth distribution. (arXiv:1609.08978v1 [math.PR])
The recent book by T. Piketty (Capital in the Twenty-First Century) promoted the important issue of wealth inequality. In the last twenty years, physicists and mathematicians developed models to derive...
View ArticleWhen Big Data Fails! Relative success of adaptive agents using coarse-grained...
The recent trend for acquiring big data assumes that possessing quantitatively more and qualitatively finer data necessarily provides an advantage that may be critical in competitive situations. Using...
View ArticleGoogle Analytics Breakthrough: From Zero to Business Impact
A complete, start-to-finish guide to Google Analytics instrumentation and reportingread more...
View ArticleThe Intelligent REIT Investor: How to Build Wealth with Real Estate...
The Intelligent REIT Investor is the definitive guide to real estate investment trusts, providing a clear, concise resource for individual investors, financial planners, and analysts—anyone who...
View ArticleCapital Projects: What Every Executive Needs to Know to Avoid Costly Mistakes...
Capital Projects provides an empirically-based framework for capital project strategy and implementation, based on the histories of over 20,000 capital projects ranging from $50,000 to $40 billion....
View ArticleFinancial Services Industry Applauds SEC Action To Facilitate A Shorter...
The T+2 Industry Steering Committee (T+2 ISC) applauds recent action by the Securities and Exchange Commission (SEC) to propose a rule change that will facilitate the move to a two-day settlement...
View ArticleASIC Permanently Bans Former Deutsche Bank FX Trader
ASIC has permanently banned former Deutsche Bank FX options and futures trader, Andrew Donaldson, of Sydney, from providing financial services.read more...
View Articleenepath Launches New Eclipse Voice Trading Product Suite - A Turret Solution...
enepath, the TraderVoice and communications specialist, is pleased to announce the launch of its EclipseTM product suite. Utilising the latest technology to deliver new voice services that the trading...
View ArticleCalastone Strengthens China-Hong Kong Market Link By Enabling Direct...
Calastone, the global fund transaction network, today announced the establishment of direct connectivity with Shenzhen Securities Communications Co. (SSCC) a fully-owned subsidiary of the Shenzhen...
View ArticleESMA Consults On Future Rules For Financial Benchmarks
The European Securities and Markets Authority (ESMA) has today published a consultation paper regarding its draft regulatory and implementing technical standards (RTS/ITS) which will implement the...
View ArticleMoscow Exchange: Final Settlement Of January's Brent Futures Contracts
The final settlement date of the January's Brent futures contracts (BR-1.17) is to be changed to 30 December 2016 as 2 January 2017 is a non-trading day due to public holidays in Russia. read more...
View ArticleUK's Financial Conduct Authority Publishes Third MiFID II Consultation Paper
The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID...
View ArticleThomson Reuters Enables Innovation With Next Generation Developer Community -...
Thomson Reuters has launched its next generation developer platform for the Thomson Reuters Developer Community, continuing its commitment to be a leader in promoting open technologies, collaboration...
View Article30Sep/Leverage and risk weighted capital requirements
The global financial crisis has highlighted the limitations of risk-sensitive bank capital ratios. To tackle this problem, the Basel III regulatory framework has introduced a minimum leverage ratio,...
View ArticleNasdaq Stockholm Announces Dome Energy Fine Corresponding To Seven Annual Fees
The Disciplinary Committee of Nasdaq Stockholm has found that Dome Energy AB (“Dome”) has breached the Nasdaq Stockholm rulebook (“the Rulebook”) and, accordingly, has imposed a fine on Dome amounting...
View ArticleESMA Appoints New Chairs To Standing Committees
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed new chairs to three of its standing committees:read more...
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