Broadridge Extends Global Post Trade Management Solution With Cash Management...
Broadridge Financial Solutions, Inc. (NYSE: BR) today announced the extension of cash management capabilities to its industry leading Global Post Trade Management Solution (GPTM), which helps leading...
View ArticleFederal Reserve Governor Daniel K. Tarullo At The Yale University School Of...
Supervisory stress testing has become a cornerstone of post-crisis prudential regulation. Stress testing, unlike traditional capital requirements, provides a forward-looking assessment of losses that...
View ArticleBaltic Exchange Shareholders Vote In Favour Of Acquisition By SGX
Singapore Exchange (SGX) is pleased to announce that the shareholders of The Baltic Exchange Limited (Baltic Exchange) have today approved all the resolutions required in connection with the proposed...
View ArticleSteven Maijoor, ESMA Chair, Appears At Economic & Monetary Affairs...
Steven Maijoor, ESMA Chair, attended the annual hearing of the Chairs of the European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority...
View ArticleSix Exchanges Collectively Fine Merrill Lynch $3 Million For Violating The...
The Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGX Exchange, Inc., New York Stock Exchange LLC, NYSE Arca, Inc., and The NASDAQ Stock Market LLC (collectively, the “exchanges”) announced...
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SEC: Merrill Lynch Charged With Trading Controls Failures That Led To...
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay a $12.5 million penalty for maintaining ineffective trading controls that failed to prevent erroneous orders...
View ArticleOntario Securities Commission Seeks Applications For The Registrant Advisory...
The Ontario Securities Commission (OSC) is seeking applicants for membership on its Registrant Advisory Committee (RAC).read more...
View ArticleSEC Charges CEO And Boiler Room Operator With Fraud
The Securities and Exchange Commission today charged a former microcap company CEO and a boiler room operator with defrauding seniors and others who were pressured to invest in a pair of penny stock...
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Aligned to Achieve: How to Unite Your Sales and Marketing Teams into a Single...
A smart, practical guide to rocket-powered business growth Read More...
View ArticleStrongly Consistent Multivariate Conditional Risk Measures....
We consider families of strongly consistent multivariate conditional risk measures. We show that under strong consistency these families admit a decomposition into a conditional aggregation function...
View ArticleRisk-Consistent Conditional Systemic Risk Measures. (arXiv:1609.07897v1...
We axiomatically introduce risk-consistent conditional systemic risk measures defined on multidimensional risks. This class consists of those conditional systemic risk measures which can be decomposed...
View ArticleShort Maturity Asian Options in Local Volatility Models. (arXiv:1609.07559v1...
We present a rigorous study of the short maturity asymptotics for Asian options with continuous-time averaging, under the assumption that the underlying asset follows a local volatility model. The...
View ArticleDiscrete Sums of Geometric Brownian Motions, Annuities and Asian Options....
The discrete sum of geometric Brownian motions plays an important role in modeling stochastic annuities in insurance. It also plays a pivotal role in the pricing of Asian options in mathematical...
View ArticleBGC Partners' Third Quarter 2016 Financial Results Announcement To Be Issued...
BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or the "Company"), a leading global brokerage company servicing the financial and real estate markets, today announced that it plans to issue...
View ArticleNYSE, NYSE ARCA And NYSE MKT Short Interest Reports
NYSE today reported short interest as of the close of business on the settlement date of September 15, 2016.read more...
View ArticleNasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As...
At the end of the settlement date of September 15, 2016, short interest in 2,320 Nasdaq Global MarketSM securities totaled 7,538,279,223 shares compared with 7,371,196,258 shares in 2,329...
View ArticleSIFMA President And CEO Kenneth E. Bentsen, Jr. Opening Remarks At The 2016...
SIFMA President and CEO Kenneth E. Bentsen, Jr. opening remarks Monday, September 26 for the 2016 SIFMA Annual Meeting: The Capital Markets Conference with introductions for the One-on-One Conversation...
View ArticleECB And People’s Bank Of China Extend Bilateral Currency Swap Arrangement
The European Central Bank (ECB) and the People’s Bank of China (PBC) have decided to extend for another three years their 2013 bilateral currency swap arrangement, with the same conditions and...
View ArticleNew Study Finds Russell 2000 Index Options Benchmarks And Options-Based Funds...
Chicago Board Options Exchange® (CBOE®) and Fund Evaluation Group, LLC (FEG) today announced findings from a study of four CBOE strategy performance benchmark indexes designed to track the performance...
View ArticleTimothy C. Scheve, President & CEO, Janney Montgomery Scott, Remarks At...
I’m Tim Scheve, president and CEO of Janney Montgomery Scott. As chair-elect of SIFMA, it’s my pleasure to welcome you. I’m pleased to be joined today by such a large and impressive group of industry...
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