CFTC Orders Raja Michael Mawad and His Texas-Based Company, RNS Holdings LP,...
The U.S. Commodity Futures Trading Commission (CFTC) filed and simultaneously settled charges against Respondents Raja Michael Mawad, who resided in Houston, Texas, and the company he founded, owned,...
View ArticleComptroller Of The Currency Discusses OCC Supervision Of Wells Fargo
Comptroller of the Currency Thomas J. Curry today discussed supervision leading up to the recent enforcement actions against Wells Fargo Bank, N.A., for unsafe and unsound sales practices. His remarks...
View ArticleCFTC Orders Raja Michael Mawad And His Texas-Based Company, RNS Holdings LP,...
The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Respondents Raja Michael Mawad, who resided in Houston, Texas during the relevant period...
View ArticleTwo MAB Companies Shortlisted As Candidates For the 4th. "European Small...
Grenergy and Inclam, two companies listed on the Mercado Alternativo Bursátil (MAB) have been shortlisted as candidates for the fourth edition of the "European Small and Mid-Cap Awards" among a large...
View ArticleIntercontinental Exchange Announces Appointment Of Thomas E. Noonan To ICE...
Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that Thomas E. Noonan has joined the Board...
View ArticleThomson Reuters Helps Banks Reduce Costs And Operational Risks With New Data...
Responding to the ongoing need for financial services firms to reduce capital expenditure and operational risk through the outsourcing of non-core competencies, Thomson Reuters has expanded its points...
View ArticleIACC And City Of London Police Team Up To Strengthen Anti-Counterfeiting...
The International AntiCounterfeiting Coalition (IACC) announced that it has signed a Memorandum of Understanding (MOU) with the City of London Police, memorializing their solidarity in fighting for...
View ArticleMoscow Exchange: Risk Parameters For New Bonds
New bonds will be accepted to margin trading starting from September 22, 2016. From this date on, the following risk parameters will be applied:read more...
View ArticleSEC Charges Hedge Fund Manager Leon Cooperman With Insider Trading
The Securities and Exchange Commission today charged hedge fund manager Leon G. Cooperman and his firm Omega Advisors with insider trading based on material nonpublic information he learned in...
View ArticleEU Savers Step Up Their Influence In European Financial Services Policy Making
Christiane Hölz, a senior executive at Better Finance’s German member organisation DSW, was elected Vice-Chair of the "Securities and Markets Stakeholder Group" of the European Securities and Markets...
View ArticleCFTC Orders Chicago-based Advantage Futures LLC, its CEO Joseph Guinan &...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Advantage Futures LLC, a Chicago-based Futures Commission Merchant, for failing...
View ArticleOCC Comments On S&P Reaffirmation Of AA+/Stable Rating
OCC, the world's largest equity derivatives clearing organization, today commented on the reaffirmation of its AA+/Stable rating by Standard & Poor's (S&P). In May, the rating agency had placed...
View ArticleCME Group Named "Exchange Of The Year" By GlobalCapital
CME Group, the world's leading and most diverse derivatives marketplace, today announced that the company has been named 'Exchange of the Year' by GlobalCapital in their annual Global Derivatives...
View ArticleAddress of CFTC Commissioner J. Christopher Giancarlo to the American...
Address of CFTC Commissioner J. Christopher Giancarlo to the American Enterprise Institute â21st Century Markets Need 21st Century Regulationâ
View ArticleRemarks Before The AICPA National Conference On Banks & Savings...
Good morning and thank you Don [Walker] for the kind introduction and invitation to speak at today’s AICPA National Conference on Banks & Savings Institutions. read more...
View ArticleBats Welcomes Amplify Investments As A New Issuer To The Bats ETF Marketplace...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed Amplify Investments as a new issuer to the Bats ETF Marketplace with the launch of a...
View ArticleCFTC Orders Chicago-Based Advantage Futures LLC, Its CEO Joseph Guinan, And...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Advantage Futures LLC (Advantage), a Chicago-based Futures Commission...
View ArticleBats Welcomes Elkhorn Fundamental Commodity Strategy ETF To The Bats ETF...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed the Elkhorn Fundamental Commodity Strategy ETF (Bats: RCOM) to the Bats ETF...
View ArticleAddress Of CFTC Commissioner J. Christopher Giancarlo To The American...
Introductionread more...
View ArticleNew Wilshire Analytics Study Finds Options Indexes Offered Noteworthy Returns...
Chicago Board Options Exchange® (CBOE®) and Wilshire Analytics, the investment technology foundation of Wilshire Associates Inc. (Wilshire®), today announced the release of a new analysis of the...
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