SEC Obtains Asset Freeze In Case Of Investor Funds Stolen For Shopping Sprees
The Securities and Exchange Commission today announced an asset freeze it has obtained against three men who aren’t registered to sell investments and allegedly went on lavish shopping sprees with more...
View ArticleUnited Kingdom Parliament Treasury Committee Update: Chair Seeks Commitment...
Rt Hon. Andrew Tyrie MP has written to John Griffith-Jones, Chairman of the Financial Conduct Authority (FCA), seeking a further commitment from the regulator not to increase its costs without a clear...
View ArticleWorld Economic Forum: Survey Shows That Seldom Used Financial Risk Mitigation...
A new report launched today by the World Economic Forum calls for international financial institutions to develop new tools and products to close the infrastructure gap in emerging and developing...
View ArticleBME Approves The Distribution Of A Gross €0.40 Per Share Interim...
The Board of Directors of BME today agreed to distribute a gross €0.40 per share dividend on September 16, its first interim dividend against 2016 earnings.read more...
View ArticleBats Welcomes Legg Mason As New Issuer To The Bats ETF Marketplace - Becomes...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed Legg Mason as a new issuer to the Bats ETF Marketplace with the launch of the Legg...
View ArticleISDA Launches FRTB Data Standards Project
The International Swaps and Derivatives Association, Inc. (ISDA) has announced the launch of a new industry initiative to develop standard data requirements, as part of an effort to facilitate...
View ArticleOntario Securities Commission Publishes Corporate Finance Branch 2015-2016...
The Ontario Securities Commission (OSC) today published OSC Staff Notice 51-727 Corporate Finance Branch 2015-2016 Annual Report.read more...
View ArticleCFTC and Four Canadian Authorities Sign Counterparts to Memorandum of...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed Counterparts with authorities in four Canadian provinces or territories to a 2014...
View ArticleCFTC And Four Canadian Authorities Sign Counterparts To Memorandum Of...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Timothy Massad signed Counterparts with authorities in four Canadian provinces or territories to a 2014...
View ArticleFederal Court Orders Israeli Web-based Firms, Vault Options, Ltd. and Global...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge John Z. Lee of the U.S. District Court for the Northern District of Illinois entered an Order of Final Judgment by Default that...
View ArticleSEC Announces Agenda For August 2 Meeting Of The Equity Market Structure...
The Securities and Exchange Commission will hold a meeting of the Equity Market Structure Advisory Committee on August 2, beginning at 9:30 a.m. EDT. The Commission established the advisory committee...
View ArticleCBOE Holdings Declares Increased Third-Quarter 2016 Dividend
CBOE Holdings, Inc. (NASDAQ: CBOE) announced today that its Board of Directors declared an increased dividend of $0.25 per share for the third quarter of 2016, representing a 9 percent increase...
View ArticleFederal Court Orders Israeli Web-Based Firms, Vault Options, Ltd. And Global...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge John Z. Lee of the U.S. District Court for the Northern District of Illinois entered an Order of Final Judgment by...
View ArticleEU Rules On Remuneration For Credit Institutions And Investment Firms Work,...
The European Commission released today a report on the remuneration rules for credit institutions and investment firms.read more...
View ArticleThe effect of heterogeneity on flocking behavior and systemic risk....
The goal of this paper is to study organized flocking behavior and systemic risk in heterogeneous mean-field interacting diffusions. We illustrate in a number of case studies the effect of...
View ArticleMontréal Exchange Interest Rate Derivative Trading Ceases At 1:30 P.M....
Interest rate derivative trading will cease at 1:30 p.m. today, July 29, 2016. Furthermore, the Exchange's markets will be closed on August 1, 2016 (Civic Day).
View ArticleTokyo Stock Exchange: Compliance With IOSCO Principles For Financial Benchmarks
On July 17, 2013, IOSCO (The International Organization of Securities Commissions) published “Principles for Financial Benchmarks” (the “Principles”). The Principles require Benchmark Administrators to...
View ArticleTokyo Stock Exchange: Compliance With IOSCO Principles For Financial Benchmarks
On July 17, 2013, IOSCO (The International Organization of Securities Commissions) published “Principles for Financial Benchmarks” (the “Principles”). The Principles require Benchmark Administrators to...
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Simple Thinking: How to remove complexity from life and work
Simple Thinking is a straight forward guide to personal success that helps people strip back life’s complexities and focus on what they want to achieve. Read More...
View ArticleColt And Koscom To Provide Ultra-Low-Latency Connectivity Between Korea And...
Colt and Koscom, the leading financial IT provider in Korea founded by Korea’s Ministry of Finance and the Korea Stock Exchange, has announced a joint agreement to form a global securities network...
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